Securities Underwriter Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission   14/2546 (Synopsis)   11/07/2003 01/08/2003
3. Notification of Capital Market Supervisory Board   70/2552 (Synopsis)   03/08/2009 01/09/2009
4. Notification of the Office of the Securities and Exchange Commission  SorJor. 21/2541 Reporting the Results of Selling Securities to the Public (codefied) (Synopsis)   81 12/05/1998 01/07/1998
Notification of the Office of the Securities and Exchange Commission  SorChor. 10/2553 Reporting of the Result of the Sale of Securities to the Public (No. 11) 22/04/2010 01/05/2010
Notification of the Office of the Securities and Exchange Commission  SorChor. 26/2553 Reporting of the Result of the Sale of Securities to the Public (No. 12) 28/06/2010 01/07/2010
Notification of the Office of the Securities and Exchange Commission  SorChor. 22/2554 Reporting Result of Sale of Securities to the Public (No. 13) 10/08/2011 16/08/2011
Notification of the Office of the Securities and Exchange Commission  SorChor. 12/2555 Reporting of the Result of the Sale of Securities to the Public (No. 14) 14/06/2012 22/06/2012
  Report/Form (Notification of Securities and Exchange Commission) Report of Securities Selling (Form 81-1) 30/03/2009 01/04/2009
  Report/Form (Notification of Securities and Exchange Commission) Report of IPO Securities Selling (Form 81-1-IPO)
  Report/Form (Notification of Securities and Exchange Commission) Report of Shares Allocation for Supporters (Form 81-1-IPO 200)
  Report/Form (Notification of Securities and Exchange Commission) Report of the Selling of Shares / Newly Issued Shares in Support of Convertible Debentures or Warrant on Debentures (Form 81-2)
  Report/Form (Notification of Securities and Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M)
5. Circular   10/2547    20/05/2004